Important: This SWMS template is provided as a starting point only. It must be reviewed and customised to reflect the specific conditions, hazards, and controls for your workplace and task. The PCBU remains responsible for ensuring the SWMS is suitable for the specific work. This template does not constitute legal advice. Refer to your state or territory WHS regulator for compliance requirements.
Crane, Lifting & Rigging

Builders Hoist Installation and Operation — Safe Work Method Statement

Safe Work Method Statement for erecting, extending, operating and dismantling rack-and-pinion personnel and materials hoists and materials-only hoists on multi-storey building sites.

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Builders' hoists, both personnel and materials hoists and materials-only hoists, are the main vertical transport on multi-storey sites. Erecting, extending (climbing) and dismantling a hoist is high-risk construction work (HRCW) because the riggers work on the mast and car roof more than 2 metres above the ground. Day-to-day operation also exposes workers to falls at landing gates if they are left open. A SWMS is required for both the erection work and the operation.

Licensing depends on the role. Operators need the matching high-risk work licence: the materials hoist (HM) licence for materials-only hoists, or the personnel and materials hoist (HP) licence for hoists that carry people. Erecting, altering and dismantling hoists is rigging work and requires a rigging licence at the class that covers hoist work. Hoists designed to lift people, with a platform movement of more than 2.4 metres, are registrable plant, and the item registration must be current. Check your state or territory regulator for licensing details and registration.

The hazards specific to hoists are falls from the mast, car roof or landing during erection; mast ties or mast sections failing if not installed to the engineer's design; overspeed or free fall of the car if the safety device fails; workers falling through landing gates that open when the car isn't there; people crushed between the car and the structure or base enclosure; and overloading from heavy pallets or wheelbarrows. Wind is a major factor on tall masts. Operation must stop at the manufacturer's wind limit.

The hoist must be installed, inspected and tested to the manufacturer's manual and the engineer's design, including the tie spacing to the building and the base slab. It needs a commissioning inspection before use, re-inspection after each mast extension, and periodic overspeed safety device (drop) tests at the interval the manufacturer sets.

Customise this template with the hoist make and model, whether it is personnel and materials or materials only, its rated load and passenger number, the mast height and tie layout from the engineer's design, the landing levels and gate type, the plant registration number, operators' and riggers' licence details, the wind limit, and the inspection and drop test schedule.

Personal Protective Equipment

Hard hat with chin strapFull-body harness and twin energy-absorbing lanyard (AS/NZS 1891) for erection workSteel-capped safety bootsRigger's glovesSafety glassesHigh-visibility vestTool lanyards for work on the mast

High Risk Construction Work Types

  • •Risk of a person falling more than 2 metres

Risk Assessment

1.Base preparation and delivery

Hazard / RiskInitial RiskControl MeasuresResidual RiskResponsibility
Hoist base settling or failing under loadCatastrophicBuild the base slab or support structure to the engineer's design for the hoist's base reactions. If the hoist sits on a suspended slab or podium, get written structural confirmation. Check the base is level within the manufacturer's tolerance before installing the first mast section.LowBuilder / Hoist Supervisor
Mast sections and car dropped during unloadingHighUnload with a crane or vehicle loading crane using rated lifting gear and a licensed dogman. Barricade the delivery area. Store mast sections on dunnage, not stacked above the height in the manufacturer's guidance.LowDogman / Hoist Supervisor

2.Erecting the mast and installing ties

Hazard / RiskInitial RiskControl MeasuresResidual RiskResponsibility
Rigger falling from the car roof or mast during erectionCatastrophicErect from the car roof using its guardrails, and only use the car roof controls in erection mode. Riggers clip their harness to the mast or a rated anchor whenever they are outside the guardrail. Erection is carried out only by licensed riggers trained on this hoist model.ModerateLicensed Rigger
Mast instability from missing or incorrectly installed tiesCatastrophicInstall ties to the building at the spacings and with the anchors in the engineer's design, before the free-standing height limit is exceeded. Torque mast bolts to the manufacturer's specification. The hoist supervisor checks every tie and mast joint before the car runs above it.LowLicensed Rigger / Hoist Supervisor
Tools and bolts dropped from the mastHighTether tools. Keep bolts in closed containers. Barricade the area around the hoist base and below the work for the full erection.LowLicensed Rigger

3.Installing landing gates and base enclosure

Hazard / RiskInitial RiskControl MeasuresResidual RiskResponsibility
Worker falling down the hoist shaft through an open landingCatastrophicInstall landing gates at every level that can only be opened when the car is at that landing, with electrical interlocks or mechanical locks as specified by the manufacturer. Keep edge protection in place on both sides of each landing. Fit a full base enclosure with an interlocked gate so no one can enter beneath the car.LowLicensed Rigger / Builder

4.Commissioning, inspection and testing

Hazard / RiskInitial RiskControl MeasuresResidual RiskResponsibility
Hoist put into service with defective safety devicesCatastrophicBefore first use and after every mast extension, a competent person inspects and tests the hoist: limit switches, landing gate interlocks, overload device, communication system and the overspeed safety device (drop test at the manufacturer's interval, commonly every three months). Record results in the hoist logbook. Keep the registration and inspection certificate on site.LowCompetent Person / Hoist Supervisor

5.Daily operation

Hazard / RiskInitial RiskControl MeasuresResidual RiskResponsibility
Car overloaded or carrying unsafe loadsHighDisplay the rated load and passenger numbers in the car. The licensed operator controls loading and refuses loads that exceed the rating, extend beyond the car, or are not secured. Chock trolleys and wheelbarrows. Never carry people on a materials-only hoist.LowLicensed Hoist Operator
Operating with faults or in high windsHighComplete a daily pre-start check: gates, interlocks, limit switches, communication and the logbook. Monitor wind speed and stop operation at the manufacturer's wind limit, parking the car at the base. Report any defect and tag out the hoist until it is repaired.LowLicensed Hoist Operator
People crushed between the car and the structure at landingsHighKeep landing areas clear of materials and people while the car moves. No one may lean into the shaft or hold gates open. Use the communication system to confirm the landing is clear before moving.LowLicensed Hoist Operator / Site Supervisor

6.Dismantling the hoist

Hazard / RiskInitial RiskControl MeasuresResidual RiskResponsibility
Fall or mast collapse during dismantlingCatastrophicDismantle in reverse order using the car roof in erection mode. Remove ties only as the mast is lowered past them. Never leave the mast above its free-standing height without ties. Licensed riggers stay clipped on and the base exclusion zone stays in place until the last section is lowered.ModerateLicensed Rigger / Hoist Supervisor

Relevant Codes of Practice

Worker Acknowledgement

By signing below, I confirm that I have read, understood and agree to comply with this Safe Work Method Statement.

Name: ___________________Date: ___________________
Signature: ___________________________
Name: ___________________Date: ___________________
Signature: ___________________________
Name: ___________________Date: ___________________
Signature: ___________________________
Name: ___________________Date: ___________________
Signature: ___________________________
Name: ___________________Date: ___________________
Signature: ___________________________
Name: ___________________Date: ___________________
Signature: ___________________________
Name: ___________________Date: ___________________
Signature: ___________________________
Name: ___________________Date: ___________________
Signature: ___________________________

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